Chen Yei Siew
蕭勁毅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen Yei Siew (蕭勁毅), a licensed former licensee with CE reference AUL981. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ZACD Financial Group Limited |
RO | Type 1 — Dealing in securities | 2016-12-02 | 2022-04-29 |
| ZACD Financial Group Limited |
RO | Type 4 — Advising on securities | 2016-12-02 | 2022-04-29 |
| ZACD Financial Group Limited |
RO | Type 6 — Advising on corporate finance | 2016-12-02 | 2022-04-29 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-04-30 | 2015-10-31 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-15 | 2015-10-31 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-15 | 2015-10-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-05 | 2012-09-21 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-01-05 | 2012-09-21 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-01-05 | 2012-09-21 |