Craig Andrew Duffy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Craig Andrew Duffy, a licensed Responsible Officer with CE reference AEO322. Currently licensed at 1 firm(s): Ares Management Asia (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 18.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2025-03-11 | present |
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 |
RO | Type 4 — Advising on securities | 2025-03-11 | present |
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 |
RO | Type 9 — Asset management | 2025-03-11 | present |
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2025-03-03 | 2025-03-11 |
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2025-03-03 | 2025-03-11 |
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 |
Rep | Type 9 — Asset management | 2025-03-03 | 2025-03-11 |
| GLP HK Investment Management Limited 普洛斯香港投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-03-12 | 2025-01-31 |
| GLP HK Investment Management Limited 普洛斯香港投資管理有限公司 |
RO | Type 4 — Advising on securities | 2020-03-12 | 2025-01-31 |
| GLP HK Investment Management Limited 普洛斯香港投資管理有限公司 |
RO | Type 9 — Asset management | 2020-03-12 | 2025-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-09-19 | 2017-12-18 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RO | Type 1 — Dealing in securities | 2004-07-07 | 2012-01-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2003-10-16 | 2004-07-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-13 | 2017-12-18 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-10-10 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-10 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-10 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-10-10 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-10 |