Enrique Becerra
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Enrique Becerra ( ), a licensed former licensee with CE reference AOR990. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-05-12 | 2017-03-15 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2010-05-12 | 2017-03-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2010-05-12 | 2017-03-15 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2010-05-12 | 2017-03-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2010-05-12 | 2017-03-15 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2010-05-12 | 2017-03-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-14 | 2010-04-22 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2007-03-14 | 2010-04-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-03-14 | 2010-04-22 |