Cho Fai Poon
潘祖輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cho Fai Poon (潘祖輝), a licensed Responsible Officer with CE reference ADH524. Currently licensed at 1 firm(s): XCap Partners Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 15.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| XCap Partners Limited 睿本國際有限公司 |
RO | Type 9 — Asset management | 2024-01-12 | present |
| XCap Partners Limited 睿本國際有限公司 |
RO | Type 1 — Dealing in securities | 2020-07-02 | present |
| XCap Partners Limited 睿本國際有限公司 |
RO | Type 4 — Advising on securities | 2020-07-02 | present |
| XCap Partners Limited 睿本國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-07-02 | present |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-10 | 2020-06-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-01-15 | 2017-09-27 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2005-06-02 | 2017-09-27 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RO | Type 1 — Dealing in securities | 2005-06-02 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-18 | 2005-06-02 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2004-06-18 | 2005-06-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2004-05-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2004-05-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-05-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2004-05-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2004-05-31 |