Chang Ming Choy
蔡燦明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chang Ming Choy (蔡燦明), a licensed former licensee with CE reference AAE127. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 9 — Asset management | 2013-03-05 | 2013-10-03 |
| China Value Investment Limited 中國價值投資有限公司 |
RO | Type 9 — Asset management | 2010-12-10 | 2012-08-31 |
| Cornucopia Capital Partners Limited 盈豐投資管理有限公司 |
RO | Type 9 — Asset management | 2007-07-19 | 2010-09-06 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-14 | 2007-04-30 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2003-10-16 | 2007-04-30 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2003-10-16 | 2007-04-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-03-14 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RO | Type 2 — Dealing in futures contracts | present | 2003-10-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2003-10-16 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RO | Type 5 — Advising on futures contracts | present | 2003-10-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-10-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-10-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 9 — Asset management | present | 2003-10-16 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RO | Type 9 — Asset management | present | 2003-10-13 |