Emily Ying Ka Au-Yeung
歐陽瑩嘉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Emily Ying Ka Au-Yeung (歐陽瑩嘉), a licensed former licensee with CE reference ART701. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-10 | 2019-04-29 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-10 | 2019-04-29 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2019-01-10 | 2019-04-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-24 | 2010-07-09 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2008-10-24 | 2010-07-09 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-10-24 | 2010-07-09 |