PIMCO Asia Limited
品浩投資管理(亞洲)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for PIMCO Asia Limited (品浩投資管理(亞洲)有限公司), a Hong Kong-based licensed corporation with CE reference ANA959. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 50 (total recorded over time: 192). Earliest licence on file: 2006-05-17.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Registered address
Suites 2201 and 2210-2217, 22/F, Two International Finance Centre, 8 Finance Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2006-05-17 | present |
| Type 4 — Advising on securities | 2006-05-17 | present |
| Type 9 — Asset management | 2006-05-17 | present |
Licensed staff (all-time) (192)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Brian Paul Baker | RO 1, 4, 9 | 2006-05 | 2015-05 |
| Marcio Bogoricin Oliveira | RO 1 Rep 1 | 2018-08 | Present |
| Stephen Koon Bong Chang 張冠邦 | RO 1, 4, 9 Rep 1, 4, 9 | 2018-05 | Present |
| Douglas Michael Hodge |