PIMCO Asia Limited

品浩投資管理(亞洲)有限公司
CE No. ANA959 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for PIMCO Asia Limited (品浩投資管理(亞洲)有限公司), a Hong Kong-based licensed corporation with CE reference ANA959. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 50 (total recorded over time: 192). Earliest licence on file: 2006-05-17.

Registered address

Suites 2201 and 2210-2217, 22/F, Two International Finance Centre, 8 Finance Street, Central

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2006-05-17 present
Type 4 — Advising on securities 2006-05-17 present
Type 9 — Asset management 2006-05-17 present

Licensed staff (all-time) (192)
Active on date

Name Activities First licensed To
Brian Paul Baker RO 1, 4, 9 2006-05 2015-05
Marcio Bogoricin Oliveira RO 1 Rep 1 2018-08 Present
Stephen Koon Bong Chang 張冠邦 RO 1, 4, 9 Rep 1, 4, 9 2018-05 Present
Douglas Michael Hodge RO 1, 4, 9 2006-05 2010-01
Ki Myung Hong RO 1, 4 2011-03 2013-02
Alejandro Eduardo Kersman RO 1, 4, 9 2021-08 2026-01
Kimberley Grace Korinke RO 1, 4, 9 2017-10 2021-10
Wing Ting Lee 李穎婷 RO 1, 4, 9 Rep 1, 4, 9 2012-12 Present
Tomoya Masanao RO 1, 4, 9 2018-09 2019-03
Eric Jay Mogelof RO 1, 4, 9 2015-08 2017-07
Matthew John Nest RO 1, 4, 9 Rep 1, 4, 9 2006-05 2015-10
Jung Park RO 1, 4, 9 Rep 1, 4, 9 2008-08 Present
Scott Patrick Steele RO 1, 4, 9 Rep 1, 4, 9 2014-12 2018-04
Michael Frazier Thompson RO 1, 4, 9 2017-10 2020-06
Haining Yin 殷海寧 RO 1, 4, 9 Rep 1, 4, 9 2011-09 2021-05
Berdibek Ahmedov Rep 1, 4 2025-07 2025-07
Joshua Michael Anderson Rep 1, 4 2019-06 2019-06
Emily Ying Ka Au-Yeung 歐陽瑩嘉 Rep 1, 4, 9 2019-01 2019-04
Jean Sup Bae Rep 1, 4, 9 2025-06 Present
Andrew Thomas Balls Rep 1, 4 2023-07 2023-07
Jamil Baz Rep 1, 4 2023-03 2023-03
Philippe Bodereau Rep 1, 4 2017-10 2024-05
Geoffrey Scott Bowers Rep 1, 4, 9 2017-11 2020-01
Erin F Browne Rep 1, 4 2024-01 2025-07
Esteban Burbano Rep 1, 4 2017-10 2026-03
Shuting Cai 蔡舒婷 Rep 1, 4, 9 2022-12 Present
Junyang Cao 曹駿暘 Rep 1, 4, 9 2018-01 2021-07
Yishan Cao 曹一珊 Rep 1, 4, 9 2018-12 Present
Hiu Lam Chan 陳曉琳 Rep 1, 4, 9 2020-07 2022-09
Ho Yin Ronald Chan 陳浩賢 Rep 1, 4, 9 2025-04 Present
Michael (SFC:BKW534) Chan 陳嘉豪 Rep 1, 4, 9 2017-09 2018-10
Ricki Campbell Chan Rep 1, 4 2023-07 2023-07
Sui Kam Chan 陳瑞琴 Rep 1 2016-11 2022-07
Vivian Wing Yan Chan 陳榮恩 Rep 1 2012-03 2012-09
Yui Richard (SFC:BIH702) Chan 陳銳 Rep 1 2016-09 2019-01
Huanming Chen 陳睆明 Rep 1, 4, 9 2018-12 2020-10
Xi (SFC:BFZ506) Chen 陳襲 Rep 1 2017-03 2018-04
Zhong Wei Chen 陳仲偉 Rep 1, 4, 9 2018-12 2023-02
Steve Siu Po Chiu 趙小寶 Rep 1 2016-09 2022-09
Wilbur En-Yu Chow 周恩宇 Rep 1, 4 2011-08 2014-10
Henry Kar-Kea Chui 徐家傑 Rep 1 2012-03 2020-02
Siu Pang Chung 鍾紹鵬 Rep 1, 4, 9 2007-12 2009-02
Mathieu Pierre Luc Clavel Rep 1, 4 2023-02 2025-11
Christian William Clayton Rep 1, 4 2025-06 2025-06
Andrew Lowry Dewitt Rep 1, 4 2019-11 2019-11
Fabian Dienemann Rep 1, 4 2024-07 2024-07
Lei Dong 董磊 Rep 1, 4, 9 2018-12 Present
Matthew Paul Dorsten Rep 1, 4 2023-02 2023-02
Hongyu Duan 段紅宇 Rep 1, 4, 9 2010-03 2011-05
Ran (SFC:BVE825) Duan Rep 1, 4 2024-07 2024-07
David Charles George Ellison Rep 1, 4, 9 2020-11 2026-03
Lixue Feng 馮立雪 Rep 1, 4 2025-11 2025-11
David Nichols Fisher III Rep 1, 4 2019-01 2020-01
Hock Meng Foong Rep 1, 4 2006-05 2009-03
Samuel James Foster Rep 1, 4 2026-03 2026-03
Siyuan (SFC:BRY530) Gao 高思源 Rep 1, 4, 9 2023-01 Present
Adam Lance Gubner Rep 1, 4 2019-10 2024-04
Naveen Gulati Rep 1, 4, 9 2021-01 Present
Haiqiu Guo 郭海秋 Rep 1, 4 2023-03 2023-03
Sachin (SFC:BUW175) Gupta Rep 1, 4 2024-04 2024-04
Edward Bradley Guynn Rep 1, 4 2023-02 2023-02
Luojia Han 韓羅嘉 Rep 1, 4, 9 2025-09 Present
Li (SFC:AUL729) He 何立 Rep 1, 4, 9 2017-11 Present
Yingjun He Rep 1, 4 2025-09 2025-09
Chaemin Hong 洪采慜 Rep 1, 4, 9 2026-03 Present
Emily Lye Lyn Hoo Rep 1, 4 2010-02 2011-03
Hsing-Ju Hsieh 謝幸儒 Rep 1, 4, 9 2014-11 2022-08
Tsz Chung Hsieh 謝梓聰 Rep 1, 4, 9 2025-12 Present
Chih-Hsiang Hsu 許智翔 Rep 1, 4, 9 2024-11 Present
Chien-Yu Huang 黃芊瑀 Rep 1, 4, 9 2022-04 2025-03
Ching Heng Huang 黃敬恆 Rep 1, 4, 9 2020-08 2022-05
Jingjing Huang 黃晶晶 Rep 1, 4, 9 2019-10 Present
Tsz Chun Hui 許子進 Rep 1, 4, 9 2020-07 2021-10
Daniel Hyman Rep 1, 4 2018-01 2018-01
Seray Incoglu Rep 1, 4 2025-10 2025-10
Alan Louis Isenberg Rep 1, 4, 9 2015-04 2018-03
Daniel John Ivascyn Rep 1, 4 2015-01 2020-01
Ying (SFC:BFR077) Jin 金穎 Rep 1 2015-06 2023-04
Kwang Soo Kang Rep 1, 4, 9 2018-04 2022-11
Gregory Joseph Kennedy Rep 1, 4 2019-11 2019-11
Mark Richard Kiesel Rep 1, 4 2015-06 2024-02
Bohyun Kim 金普現 Rep 1, 4, 9 2020-03 2022-01
Dong Jin Kim 金東珍 Rep 1, 4, 9 2022-05 2023-02
Donghan Kim Rep 1, 4, 9 2023-05 Present
Minji (SFC:BPU734) Kim 金珉志 Rep 1, 4, 9 2020-06 Present
Young Yoon Kim 金怜潤 Rep 1, 4, 9 2017-05 2022-04
Roman Kogan Rep 1, 4 2025-06 2025-06
Ryan Patrick Korinke Rep 1, 4, 9 2017-08 2021-06
Ho Yan Kwok 郭皜忻 Rep 1, 4, 9 2025-07 Present
Man Lung Andy Kwong 鄺汶龍 Rep 1 2022-06 2025-04
Eve Anne-Celine Lagrellette Tournier Rep 1, 4 2019-11 2019-11
Stephanie Shiyue Lai Rep 1, 4, 9 2022-04 Present
An Yin Andrew Lam 林晏賢 Rep 1, 4, 9 2025-12 Present
Hon Man Lam 林漢文 Rep 1, 4, 9 2017-01 Present
Chun Wang Lau 劉晉宏 Rep 1, 4, 9 2021-12 Present
Nai Fai Daniel Lau Rep 1 2019-01 2019-01
Conan Law 羅皓男 Rep 1, 4, 9 2022-07 2025-02
Brian Robert Leach Rep 1, 4 2019-10 2019-10
Ai Lun Lee 李艾倫 Rep 1, 4, 9 2015-08 2017-09
Annisa Yuen Yee Lee 李婉儀 Rep 1, 4, 9 2020-02 Present
Showing 1–100 of 192

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