Alan Louis Isenberg
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Louis Isenberg ( ), a licensed former licensee with CE reference BFF186. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-16 | 2018-03-11 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-16 | 2018-03-11 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2015-04-16 | 2018-03-11 |