David Nichols Fisher III
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Nichols Fisher III ( ), a licensed former licensee with CE reference BOA024. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-07 | 2020-01-08 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2020-01-07 | 2020-01-08 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-16 | 2019-01-18 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-16 | 2019-01-18 |