Brian Paul Baker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian Paul Baker, a licensed Representative with CE reference AMO250. Currently licensed at 1 firm(s): CPIC Investment Management (H.K.) Company Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CPIC Investment Management (H.K.) Company Limited 中國太保投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-18 | present |
| CPIC Investment Management (H.K.) Company Limited 中國太保投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-08-18 | present |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2006-05-17 | 2015-05-29 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2006-05-17 | 2015-05-29 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2006-05-17 | 2015-05-29 |
| PIMCO Asia Pte Ltd | RO | Type 1 — Dealing in securities | 2005-12-09 | 2006-05-17 |
| PIMCO Asia Pte Ltd | RO | Type 4 — Advising on securities | 2005-12-09 | 2006-05-17 |