PIMCO Asia Pte Ltd
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for PIMCO Asia Pte Ltd, a Hong Kong-based licensed corporation with CE reference AMO249. Current licensed staff on file: 0 (total recorded over time: 5). Earliest licence on file: 2005-12-09.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2005-12-09 | 2006-05-17 |
| Type 4 — Advising on securities | 2005-12-09 | 2006-05-17 |
Licensed staff (all-time) (5)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Brian Paul Baker | RO 1, 4 | 2005-12 | 2006-05 |
| Hock Meng Foong | Rep 1, 4 | 2006-03 | 2006-05 |
| Joseph Arthur Fournier | Rep 1, 4 | 2006-03 | 2006-05 |
| Matthew John Nest | Rep 1, 4 | 2006-03 | 2006-05 |
| Xiaogang Zhang 張小剛 | Rep 1, 4 | 2006-03 | 2006-05 |
Showing 1–5 of 5