Andrew Thomas Balls
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Thomas Balls ( ), a licensed former licensee with CE reference BTX449. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-26 | 2023-07-27 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2023-07-26 | 2023-07-27 |