Vivian Wing Yan Chan
陳榮恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian Wing Yan Chan (陳榮恩), a licensed former licensee with CE reference ARG801. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-15 | 2012-09-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-10 | 2011-11-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2011-06-10 | 2011-11-01 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-03 | 2011-05-04 |