Wing Ting Lee
李穎婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Ting Lee (李穎婷), a licensed Responsible Officer with CE reference AXO756. Currently licensed at 1 firm(s): PIMCO Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2026-05-13 | present |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2026-05-13 | present |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2026-05-13 | present |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-22 | 2026-05-13 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2015-06-22 | 2026-05-13 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-03 | 2026-05-13 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2012-06-01 | 2012-11-12 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2012-06-01 | 2012-11-12 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-05 | 2012-11-12 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2011-07-05 | 2012-11-12 |