Douglas Michael Hodge
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Douglas Michael Hodge ( ), a licensed former licensee with CE reference AMO329. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2006-05-17 | 2010-01-04 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2006-05-17 | 2010-01-04 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2006-05-17 | 2010-01-04 |