Yiu Bong Au
區耀邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Bong Au (區耀邦), a licensed former licensee with CE reference AMV085. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-13 | 2012-09-21 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2008-06-13 | 2012-09-21 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2005-12-23 | 2008-05-10 |