Richard Zhang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Zhang ( ), a licensed former licensee with CE reference AJE751. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2012-08-30 | 2016-03-21 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2012-08-30 | 2016-03-21 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2012-08-30 | 2016-03-21 |
| Merrill Lynch Far East Limited | RO | Type 4 — Advising on securities | 2012-08-30 | 2016-03-21 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 — Advising on corporate finance | 2012-08-30 | 2016-03-21 |
| Merrill Lynch Far East Limited | RO | Type 6 — Advising on corporate finance | 2012-08-30 | 2016-03-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2012-07-03 | 2012-08-30 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2012-07-03 | 2012-08-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2012-07-03 | 2012-08-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2012-07-03 | 2012-08-30 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2012-07-03 | 2012-08-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2010-07-09 | 2012-06-05 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RO | Type 1 — Dealing in securities | 2010-07-09 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-07-09 | 2012-06-05 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-27 | 2010-07-09 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2007-08-27 | 2010-07-09 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-08-27 | 2010-07-09 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-04-22 | 2006-05-22 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2005-04-22 | 2006-05-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2003-11-03 | 2006-05-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2003-11-03 | 2006-05-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2003-11-03 | 2006-05-22 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2003-11-03 | 2006-05-22 |