Jonathan Si Pong Tse
謝仕邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan Si Pong Tse (謝仕邦), a licensed former licensee with CE reference AXR143. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-31 | 2013-03-01 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2012-08-31 | 2013-03-01 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2012-08-31 | 2013-03-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-31 | 2013-03-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2011-08-12 | 2012-08-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RO | Type 1 — Dealing in securities | 2011-08-12 | 2012-08-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RO | Type 2 — Dealing in futures contracts | 2011-08-12 | 2012-08-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 4 — Advising on securities | 2011-08-12 | 2012-08-31 |