Jinbo Cao
曹晋波
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jinbo Cao (曹晋波), a licensed Responsible Officer with CE reference AMK110. Currently licensed at 1 firm(s): Midas Capital Partners Hong Kong Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Midas Capital Partners Hong Kong Limited 厚德資本有限公司 |
RO | Type 4 — Advising on securities | 2013-11-26 | present |
| Midas Capital Partners Hong Kong Limited 厚德資本有限公司 |
RO | Type 9 — Asset management | 2013-11-26 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-31 | 2013-09-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-05 | 2013-09-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-25 | 2013-09-30 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2005-08-25 | 2013-09-30 |