Tony Shui Shing Au
歐瑞成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tony Shui Shing Au (歐瑞成), a licensed former licensee with CE reference AEY675. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-11 | 2011-02-24 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-04-14 | 2011-02-24 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-03-18 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-03-31 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-18 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 9 — Asset management | present | 2005-03-18 |