Gloria Sau Yin Chan
陳秀妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gloria Sau Yin Chan (陳秀妍), a licensed Representative with CE reference BCW963. Currently licensed at 1 firm(s): BOCI-Prudential Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-23 | present |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-23 | present |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-03-23 | present |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-12 | 2015-02-10 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2014-02-12 | 2015-02-10 |