Fora Pik Yu Chan
陳碧如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fora Pik Yu Chan (陳碧如), a licensed former licensee with CE reference AQG811. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SJS Markets Limited |
Rep | Type 1 — Dealing in securities | 2012-05-07 | 2013-03-01 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-14 | 2012-04-11 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-29 | 2012-04-11 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-04 | 2008-08-01 |