Catherine Chan
陳霆倩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Catherine Chan (陳霆倩), a licensed former licensee with CE reference AGL944. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-31 | 2009-08-08 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-04-14 | 2005-06-27 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-03-18 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-03-31 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-18 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 9 — Asset management | present | 2005-03-18 |