Kwok Ho Choy
蔡國浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Ho Choy (蔡國浩), a licensed former licensee with CE reference AKL747. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-05 | 2006-11-01 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-06-28 | 2006-11-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-06-28 | 2006-11-01 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2004-06-28 | 2006-11-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2004-06-28 | 2006-11-01 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 9 — Asset management | 2004-06-28 | 2005-02-12 |