Paul Ho Ching So
蘇浩程
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Ho Ching So (蘇浩程), a licensed Responsible Officer with CE reference AQD146. Currently licensed at 1 firm(s): Hang Seng Investment Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 27.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Advising on corporate finance →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2025-11-28 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2025-08-25 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 4 — Advising on securities | 2025-08-25 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2025-08-25 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 9 — Asset management | 2025-08-25 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2025-06-23 | 2025-08-25 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-06-23 | 2025-08-25 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2025-06-23 | 2025-08-25 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-06-23 | 2025-11-28 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2025-06-23 | 2025-08-25 |
| Axial Partners Limited | RO | Type 4 — Advising on securities | 2024-07-11 | 2025-04-14 |
| Axial Partners Limited | RO | Type 9 — Asset management | 2024-07-11 | 2025-04-14 |
| Legal & General Investment Management Asia Limited | RO | Type 2 — Dealing in futures contracts | 2017-10-16 | 2020-12-31 |
| Legal & General Investment Management Asia Limited | RO | Type 1 — Dealing in securities | 2014-12-01 | 2020-12-31 |
| Legal & General Investment Management Asia Limited | RO | Type 9 — Asset management | 2014-12-01 | 2020-12-31 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2013-10-08 | 2014-05-26 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-01-06 | 2014-05-10 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
RO | Type 4 — Advising on securities | 2011-02-14 | 2014-05-10 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
RO | Type 9 — Asset management | 2011-02-14 | 2014-05-10 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-28 | 2011-02-14 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2010-05-28 | 2013-10-08 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 9 — Asset management | 2010-05-28 | 2011-02-14 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 4 — Advising on securities | 2010-01-13 | 2010-04-11 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-01-13 | 2010-04-11 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 9 — Asset management | 2010-01-13 | 2010-04-11 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-09 | 2010-01-13 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 — Asset management | 2008-01-09 | 2010-01-13 |