Raymond Man Chung Lui

呂文忠
CE No. AFV521 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Man Chung Lui (呂文忠), a licensed Responsible Officer with CE reference AFV521. Currently licensed at 1 firm(s): Hang Seng Investment Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 13.

Licence history

FirmRoleRegulated activityFromTo
Hang Seng Investment Management Limited
恒生投資管理有限公司
RO Type 5 — Advising on futures contracts 2026-03-03 present
Hang Seng Investment Management Limited
恒生投資管理有限公司
RO Type 6 — Advising on corporate finance 2026-03-03 present
Hang Seng Investment Management Limited
恒生投資管理有限公司
RO Type 1 — Dealing in securities 2017-07-13 present
Hang Seng Investment Management Limited
恒生投資管理有限公司
RO Type 4 — Advising on securities 2017-07-13 present
Hang Seng Investment Management Limited
恒生投資管理有限公司
RO Type 9 — Asset management 2017-07-13 present
Hang Seng Investment Management Limited
恒生投資管理有限公司
Rep Type 5 — Advising on futures contracts 2017-11-02 2026-03-03
Hang Seng Investment Management Limited
恒生投資管理有限公司
Rep Type 6 — Advising on corporate finance 2017-11-02 2026-03-03
Hang Seng Investment Management Limited
恒生投資管理有限公司
Rep Type 9 — Asset management 2007-10-04 2017-07-13
Hang Seng Investment Management Limited
恒生投資管理有限公司
Rep Type 1 — Dealing in securities 2007-06-15 2017-07-13
Hang Seng Investment Management Limited
恒生投資管理有限公司
Rep Type 4 — Advising on securities 2007-06-15 2017-07-13
Hang Seng Investment Management Limited
恒生投資管理有限公司
Rep Type 4 — Advising on securities present 2003-12-15
Hang Seng Investment Management Limited
恒生投資管理有限公司
Rep Type 6 — Advising on corporate finance present 2003-12-03
Hang Seng Investment Management Limited
恒生投資管理有限公司
Rep Type 9 — Asset management present 2003-12-15

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