Nicola Sau Wai Chu
朱秀慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicola Sau Wai Chu (朱秀慧), a licensed former licensee with CE reference BNC842. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-17 | 2019-06-19 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-17 | 2019-06-19 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2018-07-17 | 2019-06-19 |