Pui Man (SFC:AUT998) Chan
陳佩敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Man (SFC:AUT998) Chan (陳佩敏), a licensed former licensee with CE reference AUT998. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-18 | 2022-10-17 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-18 | 2022-10-17 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2019-07-18 | 2022-10-17 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-01 | 2011-09-22 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-01 | 2011-09-22 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2010-03-01 | 2011-09-22 |