Ka Man (SFC:BBW601) Chan
陳嘉汶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Man (SFC:BBW601) Chan (陳嘉汶), a licensed former licensee with CE reference BBW601. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-03-30 | 2024-09-19 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-05-24 | 2024-09-19 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-18 | 2024-09-19 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-23 | 2015-08-11 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-18 | 2014-09-20 |