Man Kit Ngan

顏文傑
CE No. AAV957 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Kit Ngan (顏文傑), a licensed former licensee with CE reference AAV957. Total licence records on file: 26.

Licence history

FirmRoleRegulated activityFromTo
Winner Zone Asset Management Limited
鴻鵠資產管理有限公司
RO Type 1 — Dealing in securities 2023-07-25 2025-12-01
Winner Zone Asset Management Limited
鴻鵠資產管理有限公司
RO Type 4 — Advising on securities 2023-07-25 2025-12-01
Winner Zone Asset Management Limited
鴻鵠資產管理有限公司
RO Type 9 — Asset management 2023-07-25 2025-12-01
Winner Zone Asset Management Limited
鴻鵠資產管理有限公司
Rep Type 1 — Dealing in securities 2023-06-08 2023-07-25
Winner Zone Asset Management Limited
鴻鵠資產管理有限公司
Rep Type 4 — Advising on securities 2023-06-08 2023-07-25
Winner Zone Asset Management Limited
鴻鵠資產管理有限公司
Rep Type 9 — Asset management 2023-06-08 2023-07-25
Cynosure Asset Management Hong Kong Limited
香港眾聯投資管理有限公司
RO Type 1 — Dealing in securities 2019-12-04 2023-03-31
Cynosure Asset Management Hong Kong Limited
香港眾聯投資管理有限公司
RO Type 4 — Advising on securities 2019-12-04 2023-03-31
Cynosure Asset Management Hong Kong Limited
香港眾聯投資管理有限公司
RO Type 6 — Advising on corporate finance 2019-12-04 2023-03-31
Cynosure Asset Management Hong Kong Limited
香港眾聯投資管理有限公司
RO Type 9 — Asset management 2019-12-04 2023-03-31
Cynosure Asset Management Hong Kong Limited
香港眾聯投資管理有限公司
Rep Type 1 — Dealing in securities 2019-10-11 2019-12-04
Cynosure Asset Management Hong Kong Limited
香港眾聯投資管理有限公司
Rep Type 4 — Advising on securities 2019-10-11 2019-12-04
Cynosure Asset Management Hong Kong Limited
香港眾聯投資管理有限公司
Rep Type 6 — Advising on corporate finance 2019-10-11 2019-12-04
Cynosure Asset Management Hong Kong Limited
香港眾聯投資管理有限公司
Rep Type 9 — Asset management 2019-10-11 2019-12-04
Hang Seng Investment Management Limited
恒生投資管理有限公司
RO Type 5 — Advising on futures contracts 2018-05-17 2019-08-18
Hang Seng Investment Management Limited
恒生投資管理有限公司
RO Type 6 — Advising on corporate finance 2018-05-17 2019-08-18
Hang Seng Investment Management Limited
恒生投資管理有限公司
Rep Type 5 — Advising on futures contracts 2008-05-26 2010-02-01
Hang Seng Investment Management Limited
恒生投資管理有限公司
RO Type 1 — Dealing in securities 2007-05-30 2019-08-18
Hang Seng Investment Management Limited
恒生投資管理有限公司
RO Type 4 — Advising on securities 2007-05-30 2019-08-18
Hang Seng Investment Management Limited
恒生投資管理有限公司
RO Type 9 — Asset management 2007-05-30 2019-08-18
Hang Seng Investment Services Limited
恒生投資服務有限公司
Rep Type 4 — Advising on securities 2006-12-21 2007-06-21
Uni-Alpha Securities Limited
裕豐證券有限公司
RO Type 1 — Dealing in securities 2005-02-02 2006-01-27
Uni-Alpha Securities Limited
裕豐證券有限公司
Rep Type 1 — Dealing in securities 2004-10-21 2005-02-02
Uni-Alpha Futures Limited
裕豐期貨有限公司
Rep Type 2 — Dealing in futures contracts 2004-10-21 2006-01-27
Alpha Asset Investments Limited
RO Type 4 — Advising on securities present 2006-03-31
Alpha Asset Investments Limited
RO Type 9 — Asset management present 2006-03-31

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