Simon Siu Hung Chiu
趙少洪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Siu Hung Chiu (趙少洪), a licensed Representative with CE reference ALW291. Currently licensed at 1 firm(s): Nivalis Partners Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nivalis Partners Limited 利華信有限公司 |
Rep | Type 4 — Advising on securities | 2024-08-20 | present |
| Nivalis Partners Limited 利華信有限公司 |
Rep | Type 9 — Asset management | 2024-08-20 | present |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2016-05-20 | 2023-12-31 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2016-05-20 | 2023-12-31 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2016-05-20 | 2023-12-31 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-08 | 2016-05-20 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-08 | 2016-05-20 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2016-04-08 | 2016-05-20 |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-07 | 2016-03-29 |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-07 | 2016-03-29 |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 |
Rep | Type 9 — Asset management | 2015-08-07 | 2016-03-29 |