Zhongyan Luo
羅忠雁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhongyan Luo (羅忠雁), a licensed former licensee with CE reference BEZ255. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-02-11 | 2017-06-12 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2015-02-11 | 2017-06-12 |