Janet Sau King Kwong
江秀琼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Janet Sau King Kwong (江秀琼), a licensed former licensee with CE reference AMR826. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-26 | 2019-02-28 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-26 | 2019-02-28 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2016-04-26 | 2019-02-28 |
| Tribridge Investment Partners Limited | Rep | Type 4 — Advising on securities | 2005-12-29 | 2012-06-21 |
| Tribridge Investment Partners Limited | Rep | Type 9 — Asset management | 2005-12-29 | 2012-06-21 |