Tat Shing Lau
劉達誠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tat Shing Lau (劉達誠), a licensed Responsible Officer with CE reference ANG468. Currently licensed at 1 firm(s): OLP Capital Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OLP Capital Management Limited 海粼資本管理有限公司 |
RO | Type 9 — Asset management | 2021-12-23 | present |
| MCI Advisory Limited |
RO | Type 9 — Asset management | 2017-05-05 | 2021-12-01 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2015-01-12 | 2017-04-28 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-19 | 2017-04-28 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-03 | 2014-10-02 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-07-03 | 2014-10-02 |
| Prime Capital Management Company Limited 湧金資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-03-28 | 2014-05-03 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-31 | 2012-03-17 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-05-31 | 2012-03-17 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-01-13 | 2011-05-21 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-15 | 2011-05-21 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-30 | 2007-05-12 |