Prime Capital Management Company Limited
湧金資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Prime Capital Management Company Limited (湧金資產管理有限公司), a Hong Kong-based licensed corporation with CE reference ALA309. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 4 (total recorded over time: 27). Earliest licence on file: 2004-09-15.
Registered address
Unit 2303 23/F, Low Block, Grand Millennium Plaza, 181 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2005-05-24 | present |
| Type 9 — Asset management | 2004-09-15 | present |
Licensed staff (all-time) (27)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| To (SFC:AJD686) Chan 陳韜 | RO 4, 9 | 2012-03 | 2024-01 |
| Qiang Huang 黃強 | RO 9 | 2004-09 | 2004-12 |
| Jie (SFC:AJD983) Ling 凌洁 | RO 4, 9 Rep 4, 9 | 2007-03 | Present |
| Yijun Liu 劉亦君 | RO 4, 9 | 2008-07 | Present |
| Jing (SFC:ALW133) Shen 沈靜 | RO 9 Rep 9 | 2005-03 | 2005-08 |
| Huimin (SFC:AGX447) Wu 吳惠敏 | RO 4, 9 | 2004-09 | 2008-07 |
| Jian (SFC:AFU682) Yang 羊健 | RO 4, 9 | 2004-09 | 2007-03 |
| Ming Leung Chan 陳銘良 | Rep 9 | 2022-01 | Present |
| Carol Hu 胡家鎏 | Rep 9 | 2010-11 | 2012-12 |
| Dongmin Hu 胡東民 | Rep 4, 9 | 2011-07 | 2015-12 |
| Shazhou Hu 胡沙舟 | Rep 9 | 2014-03 | 2015-04 |
| Tat Shing Lau 劉達誠 | Rep 9 | 2012-03 | 2014-05 |
| Qiang Liu 劉強 | Rep 4, 9 | 2011-07 | 2021-02 |
| Ying (SFC:AMF443) Liu 劉影 | Rep 9 | 2005-07 | 2022-01 |
| Xi (SFC:AQD864) Lu 呂曦 | Rep 9 | 2007-12 | 2008-05 |
| Rui (SFC:BET725) Ma 馬銳 | Rep 9 | 2015-01 | 2026-01 |
| Wing Yan Mak 麥詠欣 | Rep 9 | 2014-05 | 2021-12 |
| Matthew Wai Hong Mo 毛偉康 | Rep 4, 9 | 2005-08 | 2007-01 |
| Kit Shum 沈杰 | Rep 9 | 2004-12 | 2005-08 |
| Jiaming Sun 孫佳明 | Rep 4, 9 | 2011-07 | 2015-01 |
| Pao-Mei Tsai 蔡寶美 | Rep 4, 9 | 2006-10 | 2008-05 |
| Zhan (SFC:BJW129) Wang 王湛 | Rep 9 | 2022-02 | Present |
| Yufeng (SFC:AOR267) Wen 溫宇峰 | Rep 4, 9 | 2007-03 | 2007-08 |
| Yifeng (SFC:BET746) Wu 吳一峰 | Rep 9 | 2015-01 | 2022-12 |
| Jiaru Yi 易珈如 | Rep 9 | 2011-03 | 2012-07 |
| Zhen (SFC:AQC866) Zhang 張珍 | Rep 9 | 2007-12 | 2011-02 |
| Hengqiu Zhu 朱恆秋 | Rep 4, 9 | 2007-12 | 2010-06 |
Showing 1–27 of 27
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