Jian (SFC:AFU682) Yang
羊健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jian (SFC:AFU682) Yang (羊健), a licensed former licensee with CE reference AFU682. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BD Consultraining Limited 巴德咨訓有限公司 |
RO | Type 9 — Asset management | 2017-03-21 | 2018-08-28 |
| China Eagle Asset Management Limited 華鷹資產管理有限公司 |
RO | Type 9 — Asset management | 2009-07-06 | 2016-10-31 |
| Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 |
RO | Type 4 — Advising on securities | 2007-09-04 | 2008-04-17 |
| Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 |
RO | Type 9 — Asset management | 2007-09-04 | 2008-04-17 |
| Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-20 | 2007-09-04 |
| Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 |
Rep | Type 9 — Asset management | 2007-08-20 | 2007-09-04 |
| Prime Capital Management Company Limited 湧金資產管理有限公司 |
RO | Type 4 — Advising on securities | 2005-05-24 | 2007-03-05 |
| Prime Capital Management Company Limited 湧金資產管理有限公司 |
RO | Type 9 — Asset management | 2004-09-15 | 2007-03-05 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2004-05-25 | 2005-11-21 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-05-25 | 2005-11-21 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
RO | Type 9 — Asset management | 2004-05-25 | 2005-11-21 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-06-21 |