Xiaobo Long
龍小波
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaobo Long (龍小波), a licensed former licensee with CE reference ANX204. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
RO | Type 4 — Advising on securities | 2007-09-06 | 2019-12-09 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
RO | Type 9 — Asset management | 2007-09-06 | 2019-12-09 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2006-09-04 | 2006-09-27 |