First Prosperous Asset Management Company Limited
瀚盛資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for First Prosperous Asset Management Company Limited (瀚盛資產管理有限公司), a Hong Kong-based licensed corporation with CE reference AOX380. Current licensed staff on file: 0 (total recorded over time: 34). Earliest licence on file: 2007-09-06.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2007-09-06 | 2023-06-23 |
| Type 9 — Asset management | 2007-09-06 | 2023-06-23 |
Licensed staff (all-time) (34)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Tsz Tsun Cheng 鄭子俊 | RO 4, 9 Rep 4, 9 | 2020-09 | 2021-10 |
| Siu Ling Chu 朱小玲 | RO 4, 9 | 2021-05 | 2021-05 |
| Yuanjie Jin 金元杰 | RO 4, 9 Rep 4, 9 | 2019-12 | 2021-02 |
| Yang-Shen Lee 李洋昇 | RO 4, 9 | 2021-06 | 2023-04 |
| Xiaobo Long 龍小波 | RO 4, 9 | 2007-09 | 2019-12 |
| Di Ma 馬迪 | RO 4, 9 Rep 4, 9 | 2019-08 | 2020-12 |
| Chia-Wen Teng 鄧嘉雯 | RO 4, 9 Rep 4, 9 | 2019-09 | 2020-09 |
| Huai-En Wu 吳懷恩 | RO 4, 9 | 2019-11 | 2020-09 |
| Liuyi Xie 謝柳毅 | RO 4, 9 | 2007-09 | 2019-11 |
| Liang Zhao 趙亮 | RO 4, 9 | 2021-09 | 2023-04 |
| Wong Kit Chan 陳黃傑 | Rep 4, 9 | 2021-12 | 2023-04 |
| Yingting Chen 陳莹婷 | Rep 4, 9 | 2013-03 | 2017-07 |
| Ming Yu Chiang 蔣明佑 | Rep 4, 9 | 2022-09 | 2022-12 |
| Xiaoyu Gao 高小愚 | Rep 4, 9 | 2019-09 | 2021-04 |
| Roy Hsiao |