Chia-Wen Teng
鄧嘉雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chia-Wen Teng (鄧嘉雯), a licensed former licensee with CE reference BDM861. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-11-11 | 2020-09-21 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
RO | Type 9 — Asset management | 2019-11-11 | 2020-09-21 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-13 | 2019-11-11 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-09-13 | 2019-11-11 |
| JT International Financial Limited 金泰國際金融有限公司 |
RO | Type 4 — Advising on securities | 2019-03-22 | 2019-05-15 |
| JT International Financial Limited 金泰國際金融有限公司 |
RO | Type 9 — Asset management | 2019-03-22 | 2019-05-15 |
| Renco Investments Limited 融科投資有限公司 |
RO | Type 4 — Advising on securities | 2018-02-15 | 2018-02-16 |
| Renco Investments Limited 融科投資有限公司 |
RO | Type 9 — Asset management | 2018-02-15 | 2018-02-16 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-30 | 2017-01-10 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-11-30 | 2017-01-10 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-29 | 2017-01-10 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-29 | 2017-01-10 |