Yuanjie Jin
金元杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuanjie Jin (金元杰), a licensed Responsible Officer with CE reference BIS262. Currently licensed at 1 firm(s): Gulf Line Capital Advisors Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
RO | Type 4 — Advising on securities | 2021-06-29 | present |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
RO | Type 9 — Asset management | 2021-06-29 | present |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-15 | 2021-06-29 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
Rep | Type 9 — Asset management | 2021-04-15 | 2021-06-29 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-08-11 | 2021-02-10 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
RO | Type 9 — Asset management | 2020-08-11 | 2021-02-10 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-03 | 2020-08-11 |
| First Prosperous Capital Company Limited 瀚盛資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-12-03 | 2021-02-10 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-12-03 | 2020-08-11 |
| First Prosperous Capital Company Limited 瀚盛資本有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-23 | 2021-02-10 |
| First Prosperous Capital Company Limited 瀚盛資本有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-10 | 2019-09-23 |
| Wan Lung Securities Limited 萬隆證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-03-04 | 2019-09-06 |
| Wan Lung Securities Limited 萬隆證券有限公司 |
RO | Type 4 — Advising on securities | 2019-03-04 | 2019-09-06 |
| Wan Lung Securities Limited 萬隆證券有限公司 |
RO | Type 9 — Asset management | 2019-03-04 | 2019-09-06 |
| Boman Capital (Hong Kong) Limited 博滿資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-04-17 | 2019-02-28 |
| Boman Capital (Hong Kong) Limited 博滿資本(香港)有限公司 |
RO | Type 9 — Asset management | 2018-04-17 | 2019-02-28 |
| Boman Capital (Hong Kong) Limited 博滿資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-08 | 2018-04-17 |
| Boman Capital (Hong Kong) Limited 博滿資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-03-08 | 2018-04-17 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-15 | 2018-01-25 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-15 | 2018-01-25 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-16 | 2018-01-25 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-16 | 2018-01-25 |
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-10-16 | 2018-01-25 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 9 — Asset management | 2017-10-16 | 2018-01-25 |
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-31 | 2017-09-19 |