Xiaoyu Gao
高小愚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoyu Gao (高小愚), a licensed Representative with CE reference BOS950. Currently licensed at 1 firm(s): RIME Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RIME Capital Limited 霧凇資本有限公司 |
Rep | Type 1 — Dealing in securities | 2025-03-27 | present |
| RIME Capital Limited 霧凇資本有限公司 |
Rep | Type 4 — Advising on securities | 2025-03-27 | present |
| RIME Capital Limited 霧凇資本有限公司 |
Rep | Type 9 — Asset management | 2025-03-27 | present |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-27 | 2024-05-07 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
Rep | Type 9 — Asset management | 2022-07-27 | 2024-05-07 |
| First Prosperous Capital Company Limited 瀚盛資本有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-12 | 2021-04-07 |
| First Prosperous Capital Company Limited 瀚盛資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-05-12 | 2021-04-07 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-03 | 2021-04-07 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-09-03 | 2021-04-07 |