Lichuan Xia
夏立傳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lichuan Xia (夏立傳), a licensed former licensee with CE reference ANQ017. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-16 | 2019-08-31 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-03-16 | 2019-08-31 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-04 | 2006-09-06 |