Hung-Hsien Shen
沈宏憲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hung-Hsien Shen (沈宏憲), a licensed former licensee with CE reference BSF823. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Prosperous Capital Company Limited 瀚盛資本有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-01 | 2022-12-31 |
| First Prosperous Capital Company Limited 瀚盛資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-06-01 | 2022-12-31 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-03-03 | 2022-12-31 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-03-03 | 2022-12-31 |