Tak Sum Choy
蔡德森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Sum Choy (蔡德森), a licensed Responsible Officer with CE reference BAJ163. Currently licensed at 1 firm(s): Guotai Junan Assets (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2025-09-16 | present |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2022-06-21 | present |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2022-06-21 | present |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2023-02-28 | 2025-09-16 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-02-16 | 2022-06-21 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2022-02-16 | 2022-06-21 |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-15 | 2020-11-24 |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-04-15 | 2021-04-29 |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 |
Rep | Type 9 — Asset management | 2020-04-15 | 2023-08-18 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-31 | 2020-03-20 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-03-31 | 2020-03-20 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-11-09 | 2013-05-17 |