Ka Lai Tong
唐嘉麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lai Tong (唐嘉麗), a licensed Representative with CE reference ARR530. Currently licensed at 1 firm(s): Neuberger Berman Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2019-02-22 | present |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2019-02-22 | present |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-18 | 2018-10-31 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-18 | 2018-10-31 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2016-02-12 | 2016-06-12 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-29 | 2016-06-12 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-29 | 2016-06-12 |
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-24 | 2013-09-24 |
| iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-24 | 2013-08-16 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-02 | 2009-02-18 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 9 — Asset management | 2008-10-02 | 2009-02-18 |