Man Fai (SFC:BMR126) Chu
朱文輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Fai (SFC:BMR126) Chu (朱文輝), a licensed former licensee with CE reference BMR126. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-20 | 2023-06-13 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-20 | 2023-06-13 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2022-06-20 | 2023-06-13 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2021-10-26 | 2022-06-20 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-04 | 2019-04-01 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-04-04 | 2019-04-01 |