Henry Hing Vie Kwok
郭慶威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henry Hing Vie Kwok (郭慶威), a licensed former licensee with CE reference AFU269. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 |
RO | Type 1 — Dealing in securities | 2013-01-10 | 2013-03-28 |
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-01 | 2013-01-10 |
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 |
RO | Type 1 — Dealing in securities | 2009-02-20 | 2010-11-01 |
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 |
RO | Type 4 — Advising on securities | 2009-02-20 | 2010-11-01 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-21 | 2008-10-31 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-06-21 | 2008-10-31 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-02-24 | 2005-06-21 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-01 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-02-01 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-01 |