Kin Sau Lau
劉建修
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Sau Lau (劉建修), a licensed former licensee with CE reference APQ334. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-14 | 2010-01-15 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-11 | 2008-05-22 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-11 | 2008-05-22 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-17 | 2007-10-16 |