Zhao Chen
陳昭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhao Chen (陳昭), a licensed former licensee with CE reference AZT162. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Funde Asset Management (Hong Kong) Company Limited 富德資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-29 | 2016-07-12 |
| Funde Asset Management (Hong Kong) Company Limited 富德資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-09-29 | 2016-07-12 |
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-03 | 2015-04-01 |
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-12 | 2015-04-01 |
| China Everbright Research Limited 中國光大資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-22 | 2012-10-02 |