Kuo Hao Chiu
邱國豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kuo Hao Chiu (邱國豪), a licensed Responsible Officer with CE reference BNY934. Currently licensed at 1 firm(s): Fubon Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 5 — Advising on futures contracts. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on futures contracts →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-02-19 | present |
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2020-02-19 | present |
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-19 | present |
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-06-19 | 2020-02-19 |
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2019-06-19 | 2020-02-19 |